-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GdDf+PI0lflloT/E5yzyIefc2i1suXjAVwPh+7ycWd+pciTB3y72SfHDVLC3BBGm KKtBNUmqb5nIWfZfIgcafQ== 0000950123-97-000521.txt : 19970129 0000950123-97-000521.hdr.sgml : 19970129 ACCESSION NUMBER: 0000950123-97-000521 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970128 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DUKE POWER CO /NC/ CENTRAL INDEX KEY: 0000030371 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 560205520 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-18236 FILM NUMBER: 97512200 BUSINESS ADDRESS: STREET 1: 422 S CHURCH ST CITY: CHARLOTTE STATE: NC ZIP: 28242-0001 BUSINESS PHONE: 7045940887 MAIL ADDRESS: STREET 1: 422 S CHURCH ST CITY: CHARLOTTE STATE: NC ZIP: 28242 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DUKE ENDOWMENT /NC/ CENTRAL INDEX KEY: 0000842852 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 560529965 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 100 NORTH TRYON ST STREET 2: SUITE 3500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043760291 SC 13G/A 1 AMENDMENT #7 TO SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7 )* DUKE POWER COMPANY ------------------------------------------- (Name of Issuer) Common Stock, without par value ------------------------------------------- (Title of Class of Securities) 264399 10 6 ------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2
1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Duke Endowment I.R.S. Employer Identification No. 56 0529965 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION The Duke Endowment is an inter vivos common law trust created for charitable purposes in New Jersey. 5 SOLE VOTING POWER 9,404,721 shares NUMBER OF SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH Not applicable REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH 9,404,721 shares 8 SHARED DISPOSITIVE POWER Not applicable 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,404,721 shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not applicable 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.7% 12 TYPE OF REPORTING PERSON* Endowment fund EP
*SEE INSTRUCTIONS BEFORE FILLING OUT! 3 Item 1 (a). Name of Issuer: Duke Power Company Item 1 (b). Address of Issuer's Principal Executive Offices: 422 South Church Street Charlotte, North Carolina 28242 Item 2 (a). Name of Person Filing: The Duke Endowment Item 2 (b). Address of Principal Business Office: 100 North Tryon Street, Suite 3500 Charlotte, North Carolina 28202 Item 2 (c). Citizenship: The Duke Endowment is an inter vivos common law trust created for charitable purposes in New Jersey. Item 2 (d). Title of Class of Securities: Common Stock, without par value Item 2 (e). CUSIP Number: 264399 10 6 4 Item 3. The Person Filing Is An: (f) Endowment Fund. Item 4. Ownership: (a) Amount Beneficially Owned: 9,404,721 shares (b) Percent of Class: 4.7% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 9,404,721 shares (ii) shared power to vote or to direct the vote: Not applicable (iii) sole power to dispose or to direct the disposition of: 9,404,721 shares (iv) shared power to dispose or to direct the disposition of: Not applicable Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [x] Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable
5 Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group. Not applicable Item 9. Notice of Dissolution of Group. Not applicable Item 10. Certification. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date January 28, 1997 ----------------- Signature /s/ Janice C. Walker ----------------------- Name/Title Janice C. Walker Treasurer -----END PRIVACY-ENHANCED MESSAGE-----